SEC Form D Filings from companies in this state
Location Overview
Rhode Island serves as the business headquarters for 461 companies that have filed 667 Form D notices with the Securities and Exchange Commission. Companies in this state have collectively raised $9.97B through private placement offerings. While 461 companies maintain their headquarters in Rhode Island, 114 companies have chosen to incorporate here. These Form D filings represent securities offerings conducted under Regulation D exemptions, which allow companies to raise capital from accredited investors without full SEC registration.
Source: SEC EDGAR
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